Fintech and Financial Services
Every automated financial decision, recorded and defensible.
Your AI agents touch money, or decisions about money. Lending approvals, fraud checks, trade support, payments routing. Under SOX, GDPR, and MiFID II, a regulator can ask for a complete record of how an automated decision was made, and they can ask for it years later.
MastGuard captures each agent decision as a tamper-proof event and keeps it in an append-only audit log. When a transaction or a decision looks unusual, Human-in-the-Loop pauses it and routes it to a reviewer before it executes. Nothing high-risk runs without a person in the loop and a record of their call.
ProvenanceGuard checks the training data behind your financial models for poisoning, so a corrupted dataset does not quietly skew a credit or risk decision. When the audit comes, SOX reports generate straight from the trail.
What you get
Tamper-proof decision trails
Every model decision recorded as a SHA-256 chained, append-only event. Retain up to 7 years on Enterprise.
Automated SOX reports
Generate SOX audit reports directly from agent activity, formatted for the controls your auditor reviews.
GDPR and MiFID II coverage
Map agent activity to GDPR data handling and MiFID II record-keeping obligations.
ProvenanceGuard for model data
Detect poisoned training data with absolute-count cluster analysis, and generate an AI-BOM for each dataset.
Human review for unusual activity
Pause transactions or decisions that need a second look and route them to a reviewer before execution.
RedScan for adversarial testing
Run 468 adversarial cases against agents that handle financial logic, with results mapped to NIST AI RMF.
See how MastGuard fits your compliance program.
Questions? Email info@auxdynamics.com.